- 行业: Financial services
- Number of terms: 25840
- Number of blossaries: 0
- Company Profile:
UBS AG, a financial services firm, provides wealth management, asset management, and investment banking services to private, corporate, and institutional clients worldwide.
Those bank clients who do not qualify for professional or eligible counterparty status. Private clients, or retail clients as they are named under MiFID, are generally considered to be the least sophisticated and are given the most protection. They are required to demonstrate to the firm that they are transacting with the necessary knowledge and experience to understand the risks associated with the transaction. There is also a greater administrative burden associated with private respectively retail categorization for both firms and clients.
Industry:Banking
To attempt to purchase all of the available supply of a commodity with the intention of controlling the market and advancing the price at will, obtaining a large profit by so doing. In the securities trade, it is an attempt to purchase a company's stock availble on the market and so force buyers (especially speculators who have sold short and must make purchases to cover their sales) to pay a high price.
Industry:Banking
Transaction designed to secure a pecuniary advantage by improperly exploiting an information lead. According to Penal Code Article 161, insider transactions are punishable offences under Swiss law. Any insider obtaining a pecuniary advantage for himself or a third party by exploiting confidential information relevant to the price of a stock shall be liable to punishment. It is also a punishable offence for persons (even if they are non-insiders) to receive and make use of insider information.
Industry:Banking
Under MiFID, a subset of the category of professional clients which applies only in relation to dealing. Best execution and client order handling provisions do not apply to firms who transact with eligible counterparties.
Industry:Banking
Under MiFID: the provision of a personal recommendation to a client regarding specific transactions relating to specific financial instruments.
Industry:Banking
A bond investment strategy that concentrates investments in both very short-term and very long-term maturities.
Industry:Banking
A bond investment strategy where the maturities of the portfolio's securities are highly concentrated around one point on the yield curve.
Industry:Banking
(1) Synonyme de la clause hypothécaire négatif.
(2) Synonyme de clause de sûreté négative.
Industry:Banking
Aussi : facilité, emprunt de limite, ligne de crédit de crédit. Un montant jusqu'auquel la Banque va prêter de l'argent à un client donné. Clients peuvent puiser dans toute la partie inutilisé de la ligne de crédit immédiatement car ils ont besoin, sans avoir besoin de présenter une nouvelle demande.
Industry:Banking
